Disclosures and Terms of Use (Effective: March 21, 2024)
Procyon Advisors, LLC is a registered investment advisor with the U.S. Securities and Exchange Commission (“SEC”) and a wholly-owned subsidiary of Procyon Partners, LLC.
A copy of our Form ADV can be accessed here:
Procyon Advisors, LLC
About this Website
This Website is intended to provide general information about Procyon Partners and its services. It is not intended to offer or deliver investment advice in any way. Information regarding investment services are provided solely to gain an understanding of our investment philosophy, our strategies and to be able to contact us for further information.
Please read these terms and conditions of use (the “Terms”) carefully before using the website located at https://www.procyonpartners.net (the “Website”) or any of the information or services provided by Procyon Partners (collectively “Procyon Partners”, “we”, “our”, “us”) in connection with the Website. By using the Website, you acknowledge that you have read and understood these Terms and accept to be legally bound by them. If you do not accept and agree to these Terms, you are not an authorized user of the Website or any of the information or services provided by Procyon Partners in connection with the Website and should promptly terminate all use thereof. The terms “you” and “your” mean you and any entity you may represent in connection with the use of the Website. You may use your browser to download or print a copy of these Terms for your records.
Procyon Partners reserves the right to change, modify, add or remove portions of these Terms at any time for any reason. We suggest that you review these Terms periodically for changes. Such changes shall be effective immediately upon posting. You acknowledge that by accessing our website after we have posted changes to these Terms, you are agreeing to these Terms as modified.
Market data, articles and other content on this Website are based on generally available information and are believed to be reliable. Procyon Partners does not guarantee the accuracy of the information contained in this Website. The information is of a general nature and should not be construed as investment advice. While we use reasonable efforts to furnish accurate and up to date information, we do not warrant that any information contained in or made available through this website is accurate, complete, reliable, current or error free. We assume no liability or responsibility for any errors or omissions in the content of this website or such other materials or communications.
Please remember that it remains your responsibility to advise Procyon Partners, in writing, if there are any changes in your personal/financial situation or investment objectives for the purpose of
reviewing/evaluating/revising our previous recommendations and/or services, if you would like to impose, add, or to modify any reasonable restrictions to our investment advisory services.
Form ADV &
privacy policy
Procyon Partners will provide all prospective clients with the applicable copy of our current Form ADV Part 2A (“Disclosure Brochure”) and the Form ADV 2B (“Brochure Supplement”) for each advisory person supporting a client. Procyon Partners is committed to safeguarding the use of personal information of our Clients (also referred to as “you” and “your”) that we obtain as your Investment Advisor, as described in our Privacy Policy. Procyon Partners does not collect personal nonpublic information through this website; however, the Advisor may collect information from you on application forms, agreements, profile or investment policy statements, and other documents received or processed in relation to services we provide. We also may collect information from other sources.
We do not respond to “do not track” requests because we do not track you over time or across third party websites to provide targeted advertising. We may track you across our website to help us improve our content.
We may use “cookies” and similar online technologies to keep, and sometimes track, information about you regarding your usage of our website. Cookies are small data files that are sent to your browser or related software from a Web server and stored on your device. Cookies help us to collect information about your usage of our website, including date and time of visits, pages viewed, amount of time spent on our sites, or general information about the device used to access the site, such as the browser used. You can refuse to store or delete cookies by configuring your web browser settings. Most browsers and mobile devices have their own settings to manage cookies. If you refuse a cookie when on our website, or if you delete cookies, you may experience some inconvenience in your use of our website, such as having to reconfigure preferences.
When you are on this website you may have the opportunity to click through to other websites, including websites operated by unaffiliated third parties. These sites may collect nonpublic personal information about you. We do not control sites operated by these entities and are not responsible for the information practices of these sites. This Privacy Policy does not address the information practices of other websites. The privacy policies of websites operated third parties are located on those sites.
Email Communications Procyon Partners often communicates with its clients and prospective clients through electronic mail (“email”) and other electronic means. Your privacy and security are very important to us. Procyon Partners makes every effort to ensure that email communications do not contain sensitive information. We remind our clients and others not to send Procyon Partners private information over email. If you have sensitive data to deliver, we can provide secure means for such delivery.
Procyon Partners emails may be subject to inspection by the Chief Compliance Officer (“CCO”) of Procyon Partners or the securities regulators.
If you have received an email from Procyon Partners in error, we ask that you contact the sender and destroy the email and its contents. If you have any questions regarding our email policies, please contact us.
Social websites
Procyon Partners may utilize third-party websites that include social media websites, blogs, and other interactive content. Procyon Partners considers all interactions with clients, prospective clients and the general public on these sites to be advertisements under the securities regulations. As such, Procyon Partners will retain a copy of information that Procyon Partners or third parties may contribute to such sites. This information is subject to review and inspection by the CCO of Procyon Partners or the securities regulators.
Information provided on these sites is for informational and/or educational purposes only and is not, in any way, to be considered investment advice nor a recommendation of any investment product. Advice may only be provided by Procyon Partners’s advisory persons after entering into an advisory agreement and provided Procyon Partners with all requested information about your background.
Links to Third-Party Websites
For your convenience, this website may contain hyperlinks to websites and servers maintained by third parties. We do not control, evaluate, endorse or guarantee content found in those sites. We do not assume any responsibility or liability for the actions, products, services and content of these sites or the parties that operate them. Your use of such sites is entirely at your own risk.
If you have any questions regarding our social media policies, please contact us.
Third-party
recognition
PLANSPONSOR 2011 Retirement Plan Advisor Team of the Year – Judges look for advisers that represent the best service to plan sponsors and their participants. To be eligible to be a finalist, advisers had to meet the following minimum criteria: having a majority of business revenue derived from employer-sponsored retirement plans, serving as a fiduciary, being committed to fee-based compensation and using outcome-based metrics of plan success with clients. A fee was not paid to PLANSPONSOR for the rating.
Barron’s 2017 Top 30 Institutional Consultants – The teams in the ranking were evaluated on a range of criteria, including institutional investment assets overseen by the team, the revenue generated by those assets, the number of clients served by the team, and the number of team members and their regulatory records. Also considered were the advanced professional designations and accomplishments represented on the team. A fee was not paid to Barron’s in exchange for the rating.
NAPA 2019 TOP DC Advisor Team – The ranking highlights the nation’s leading retirement plan advisor firms. Unlike other lists, this focuses on teams, broadly defined as being in a single physical location, and having at least $100 million in DC assets under advisement. It is based on self-reported assets under advisement as of December 31, 2019, unless otherwise noted. A fee was not paid to NAPA for the rating.
NAPA 2021 TOP DC Advisor Team – Established in 2017, nominees had to be individual advisor team/offices with a defined contribution book of business. To be considered, firms had to submit responses to an application form, including information about their practices, notably their defined contribution (DC) assets under advisement. The list is created and conducted by the National Association of Plan Advisors, an affiliate organization of the American Retirement Association, a non-profit association. No fee is charged to participate.
PLANADVISER’S 2017 Top 100 Retirement Plan Advisers – This list includes advisers who reach the top of their respective peer groups in terms of assets under advisement (AUA) or number of retirement plan clients, including defined contribution (DC), defined benefit (DB) and nonqualified plans. To become eligible for this quantitative listing, advisers must complete the annual PLANADVISER Retirement Plan Adviser Survey and are selected based solely on quantitative factors, including plan assets and number of plans, as reported directly by nominees. A fee was not paid to PLANADVISER for the rating.
NAPA Young Guns & All Stars – Nominated and voted on by industry peers and selected by a NAPA member committee based on business profile and future industry leadership potential. A fee was not paid to NAPA for the rating.
FINANCIAL TIMES Top 400 Financial Advisors – The formula the FT uses to grade advisers requires a minimum of 10 years’ experience and $300 million under management and is further based on six broad factors that are used to calculate a numeric score for each adviser. The factors are: 1. Assets under management 2. AUM growth rate 3. Years of experience 4. Compliance record 5. Industry certifications (CFA, CFP, etc.) 6. Online accessibility. A fee was not paid to Financial Times for the rating.
BARRON’S Top 1,200 Financial Advisors – The rankings are based on data provided by over 4,000 of the nation’s most productive advisors. Factors included in the rankings: assets under management, revenue produced for the firm, regulatory record, quality of practice and philanthropic work. Investment performance isn’t an explicit component because not all advisors have audited results and because performance figures often are influenced more by clients’ risk tolerance than by an advisor’s investment-picking abilities. A fee was not paid to Barron’s for the rating.
Natural Nutmeg 10Best Life/Business Coach – Nominated and voted on by readers of Natural Nutmeg Magazine. A fee was not paid to Natural Nutmeg for the rating.
2020 Financial Times 401 Top Retirement Advisors – The Financial Times 401 Top Retirement Advisors is an independent listing produced annually by Ignites Research, a division of Money-Media, Inc., on behalf of the Financial Times (October 2020). The FT 401 is based on data gathered from advisors, regulatory disclosures, and the FT’s research. The listing reflects each advisor’s status in six primary areas: DC plan assets under advisement (AUA), DC AUA growth rate, specialization in DC plans, years of experience, advanced industry credentials and compliance record. A total of 855 advisors applied for the award, of which 401 were selected (47%). This award is not indicative of the advisor’s future performance. Neither the advisors nor their parent firms pay a fee to the Financial Times in exchange for inclusion in the FT 401.
2023 12 Fastest-Growing RIAs – Developed SmartAsset, is based on the period from 2020 to 2023 and was released on September 8, 2023. Neither Procyon Partners nor any of its advisors pay a fee in exchange for this award. Please see https://bit.ly/48iO4ka for more information.
SHOOK Disclosures – SHOOK is completely independent and objective and does not receive compensation from the advisors, firms, the media, or any other source in exchange for placement on a ranking. SHOOK is funded through conferences, publications and research partners. Since every investor has unique needs, investors must carefully choose the right advisor for their own situation and perform their own due diligence. SHOOK’s research and rankings provide opinions for how to choose the right financial advisor and not indicative of future performance or representative of any one client’s experience. Portfolio performance is not a criteria due to varying client objectives and lack of audited data. Remember, past performance is not an indication of future results.
For more information, please see www.SHOOKresearch.com.